(Tr. June 6 at 73.) ... Amanat solved programming problems. ... Elisabeth Cummins (Cummins), with Series 7, 63, and 24 licenses, and based in Houston, wrote procedures for the entire firm and was the compliance officer at Momentum.
Title | : | MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Decision |
Author | : | |
Publisher | : | DIANE Publishing - |
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